Thomas George Allen
Investment adviser representative at Ria Advisors
14 yearsExperience
1 stateRegistered in
$1.8BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsSubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Ria AdvisorsApr 2021 to now
- Retirement Plan ConsultantsNov 2017 to Apr 2021
- Index Fund AdvisorsSep 2012 to Nov 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (TX).
Ria Advisors
Legal name: Clarity Financial, LLC
$1.8BAssets managed
1,367Clients
12Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5904285
- Firm CRD
- 150661