Jacob Alexander Guttman
Investment adviser representative at Cwm, LLC
16 yearsExperience
1 stateRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Cwm, LLCOct 2022 to now
- Rosevest FinancialNov 2019 to now
- Geneos Wealth Management IncSep 2017 to Oct 2022
- United PlannersOct 2016 to Sep 2017
- Jacob Guttman Independent Insurance AgentMay 2016 to Sep 2017
- Guttman Financial GroupMay 2010 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5900366
- Firm CRD
- 155344