James V Anza
Investment adviser representative at Northeast Planning Associates, Inc.
11 yearsExperience
2 statesRegistered in
$414MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Northeast Planning Associates, Inc.Apr 2026 to now
- LPL Financial LLC dba Ab Wealth Advisors, LLCFeb 2025 to now
- Begley & Associates, LLCNov 2024 to now
- Avantax Advisory ServicesSep 2024 to Feb 2025
- Avantax Investment Services, Inc.Sep 2024 to Feb 2025
- Clarendon Insurance Agency, Inc.Dec 2019 to Sep 2024
- Delaware Life Insurance CompanyDec 2019 to Sep 2024
- Prudential Annuities Distributors, Inc.Aug 2018 to Dec 2019
- Prudential Insurance Company of AmericaAug 2018 to Dec 2019
- Symetra Life Insurance CompanyMar 2015 to Aug 2018
- Symetra Securities, Inc.Mar 2015 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (CT, MA).
Northeast Planning Associates, Inc.
$414MAssets managed
959Clients
74Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5898424
- Firm CRD
- 131406