Andrew Robert Rickard
Investment adviser representative at Mai Capital Management, LLC
16 yearsExperience
8 statesRegistered in
ChFC®Designation
$52.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Mai Capital Management, LLCJun 2024 to now
- Massachusetts Mutual Life Insurance CoJun 2010 to now
- Treloar & Heisel, LLCJun 2010 to now
- Wcg Wealth Advisors, LLCDec 2016 to Jul 2024
- MML Investors ServicesMar 2011 to Dec 2016
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 8 states (IL, IN, KY, MI, NV, OK, PA, TX).
Mai Capital Management, LLC
$52.1BAssets managed
16,261Clients
306Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5896324
- Firm CRD
- 109807