Thomas L Smith
Investment adviser representative at Abg Consultants
15 yearsExperience
1 stateRegistered in
$697.4MFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Abg Consultants, LLCAug 2026 to now
- Dwc Erisa Consultants, LLCJun 2026 to now
- Momenta, Inc.Apr 2025 to May 2026
- UnemployedJan 2025 to Mar 2025
- Oneamerica SecuritiesFeb 2020 to Dec 2024
- American United LifeDec 2019 to Dec 2024
- American Funds Distributors, Inc.May 2016 to Dec 2019
- Capital GroupFeb 2011 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (IN).
Abg Consultants
Legal name: Abg Consultants, LLC
$697.4MAssets managed
1,885Clients
7Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5892696
- Firm CRD
- 131129