Carlene Edith Barajas
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial, LLCJun 2023 to now
- Massmutual Life Insurance CompanyNov 2022 to Dec 2022
- MML Investors Services, LLCNov 2022 to Dec 2022
- Self EmployedJul 2022 to May 2023
- Brinc Drones IncMar 2022 to Jun 2022
- LPL Financial, LLCFeb 2013 to Feb 2022
- Danielson Financial GroupJan 2013 to Feb 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2011
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 1 state (NV).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5892144
- Firm CRD
- 6413