William Dennis Tates
Investment adviser representative at Captrust
11 yearsExperience
1 stateRegistered in
$1.2TFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- CaptrustMar 2026 to now
- Capfinancial Partners, LLC. (captrust)Mar 2026 to now
- AgiaJun 2025 to Mar 2026
- Valic Financial Advisors, IncMay 2025 to Mar 2026
- Stardust PowerJul 2023 to Feb 2025
- Vikasa CapitalDec 2022 to Jul 2023
- Valic Financial Advisors, IncJul 2020 to Oct 2022
- Lincoln Financial Advisors CorporationJul 2017 to Jul 2020
- Gwfs Equities, Inc.May 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Captrust
Legal name: Capfinancial Partners, LLC
$1.2TAssets managed
41,750Clients
951Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5890064
- Firm CRD
- 175112