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Latricia Peck

Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

11 years in the industry.

  1. Northwestern Mutual Investment Services, LLCAug 2022 to now
  2. AdeccoJul 2022 to now
  3. Northwestern Mutual Life Insurance CompanyJul 2022 to now
  4. AmazonDec 2021 to now
  5. In Titled Properties, LLCApr 2020 to now
  6. In Time Communications, LLC.Apr 2019 to now
  7. Transamerica Financial Advisors, IncJul 2021 to Jul 2022
  8. World Financial Group, Inc.Jul 2021 to Jul 2022
  9. Key Investment ServicesDec 2020 to Jul 2021
  10. Bbva Compass Insurance Agency IncApr 2019 to Dec 2020
  11. Bbva Securities IncApr 2019 to Dec 2020
  12. Bbva Wealth Solutions IncApr 2019 to Dec 2020
  13. Compass BankApr 2019 to Dec 2020
  14. Charles Schwab and Co, IncApr 2018 to Mar 2019
  15. UnemployedMar 2018 to Apr 2018
  16. First Command Financial Planning, Inc.May 2017 to Mar 2018
  17. AllstateNov 2015 to May 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2011
  • Series 65 · Uniform Investment Adviser Law2017

State registrations

Registered as an investment adviser representative in 1 state (WI).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5888127
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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