Brandon Littleton
Investment adviser representative at Principal Securities, Inc.
15 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$17BFirm assets
Are you Brandon Littleton? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Union Financial IncApr 2021 to now
- Lake Country Financial ServicesAug 2019 to now
- Principal Securities, Inc.Jul 2018 to now
- Principal Life Insurance CompanyJul 2018 to now
- Principal Securities IncorparatedJul 2018 to now
- Fidelity InvestmentsJan 2011 to Jul 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5888076
- Firm CRD
- 1137