Danny Tan
Investment adviser representative at HSBC Securities (USA) Inc.
17 yearsExperience
21 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
17 years in the industry.
- HSBC Securities (USA) Inc.Mar 2026 to now
- HSBC Bank USA, N.A.Mar 2026 to now
- Wells Fargo Clearing Services, LLCOct 2024 to Mar 2026
- Wells Fargo Clearing Services, LLCNov 2016 to Feb 2019
- Wells Fargo Advisors LLCOct 2013 to Nov 2016
- Wells Fargo Bank NAOct 2009 to Mar 2026
Exams passed
- Series 66 · Uniform Combined State Law2013
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 21 states (AK, AL, CA, DC, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5884906
- Firm CRD
- 19585