John C Moresi
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Scott NiekampAug 2025 to now
- Brayton KlausApr 2023 to now
- Northwestern Mutual Wealth Management CompanyJan 2023 to now
- Northwestern Mutual Investment Services, LLCDec 2022 to now
- Scott NiekampNov 2022 to Jan 2025
- Larson Financial GroupMay 2017 to Nov 2022
- Wells FargoApr 2017 to May 2017
- UnemployedJan 2017 to May 2017
- Southeast Missouri State UniversityAug 2015 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MO).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5883135
- Firm CRD
- 2881