James Justice Ogborn
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2021 to now
- Rockland Trust CompanyDec 2021 to now
- Citizens Securities, Inc.Aug 2018 to Nov 2021
- Northwestern Mutual Wealth Management CompanyOct 2016 to May 2018
- Matthew PrunierSep 2016 to May 2018
- Nicole PrunierSep 2016 to May 2018
- Northwestern Mutual Investment Services LLCSep 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (MA, NH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5880025
- Firm CRD
- 6413