James Banigan Casey
Investment adviser representative at Rockefeller Capital Management
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$99.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Rockefeller Financial LLCJul 2025 to now
- Rockefeller Capital ManagementJul 2025 to now
- Distribution Services, LLCJun 2020 to Jul 2025
- Smead Capital Management, Inc.Sep 2019 to Jul 2025
- Alps Distributors, IncSep 2019 to May 2020
- Guggenheim Funds Distributors, LLCAug 2018 to Aug 2019
- Nuveen InvestmentsMar 2012 to Aug 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5879950
- Firm CRD
- 291361