James R Whalen
Investment adviser representative at Cypress Financial Planning
10 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$490.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Cypress Financial PlanningMar 2025 to now
- Dravo Bay, LLC dba Blue Rock Dravo BayOct 2018 to Mar 2025
- Blue Rock Financial GroupMay 2017 to Oct 2018
- UnemployedAug 2016 to May 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 3 states (NJ, PA, TX).
Cypress Financial Planning
Legal name: Cypress Financial Planning, LLC
$490.4MAssets managed
432Clients
7Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5876202
- Firm CRD
- 151014