Christopher S Austin
Investment adviser representative at RBC Rochdale, LLC
12 yearsExperience
2 statesRegistered in
CFADesignation
$73BFirm assets
Are you Christopher S Austin? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Cnr Securities, LLCMar 2022 to now
- RBC Rochdale, LLCMar 2020 to now
- City National RochdaleFeb 2020 to Mar 2022
- 20/20 Capital Management, Inc.May 2018 to Feb 2020
- 20/20 Capital ManagementNov 2015 to Apr 2018
- Ameritas Investment CorpMar 2014 to Feb 2020
- 20/20 Financial AdvisorsFeb 2014 to Feb 2020
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5874196
- Firm CRD
- 117198