Katherine N Ullucci
Investment adviser representative at Allspring Funds Management, LLC
14 yearsExperience
1 stateRegistered in
$324.7BFirm assets
25 yearsFirm in business
Are you Katherine N Ullucci? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Allspring Funds Distributor, LLCNov 2021 to now
- Allspring Funds Management, LLCJan 2017 to now
- Wells Fargo Fund DistributorJun 2012 to Oct 2021
- Wells Fargo Funds Management, LLCJun 2012 to Oct 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (MA).
Allspring Funds Management, LLC
$324.7BAssets managed
10,118Clients
86Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5871887
- Firm CRD
- 110841