Thomas Nicholas Smith
Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Massmutual Life Insurance CompanySep 2025 to now
- MML Investors Services, LLCSep 2025 to now
- Capital City BankJun 2021 to Sep 2025
- LPL Financial LLCJun 2021 to Sep 2025
- MML Investors Services, LLCApr 2020 to Mar 2021
- MML Investors Services, LLCAug 2016 to Jan 2020
- Massachusetts Mutual Life Insurance CoJun 2016 to Mar 2021
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (GA).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5869595
- Firm CRD
- 10409