Jason Alan Cummings
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Ase Advisory LLCJul 2025 to now
- Principal Securities, Inc.Dec 2023 to now
- Principal Life Insurance CompanyDec 2023 to now
- Massmutual Life Insurance CoJul 2021 to Dec 2023
- MML Investors Services, LLCJul 2021 to Dec 2023
- Northwestern Mutual Wealth Management CompanyJul 2020 to Jun 2021
- Northwestern Mutual Life Insurance CompanyJan 2020 to Jun 2021
- Northwestern Mutual Investment Services LLCDec 2019 to Jun 2021
- Hennings Construction Roofing LLCJul 2014 to Dec 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5868108
- Firm CRD
- 1137