Iesha Nicole Thomas
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCDec 2025 to now
- Cetera Investment Services LLCDec 2025 to now
- Dollar BankDec 2025 to now
- Citizens Securities, Inc.Jul 2022 to Nov 2025
- LPL Financial LLCMay 2022 to Jul 2022
- Cuna Mutual GroupMar 2021 to Jul 2022
- Allied UniversalMar 2021 to Feb 2022
- G4sNov 2018 to Mar 2021
- Cuna Brokerage Services, Inc.May 2018 to Jul 2022
- Clearview FcuMay 2018 to Mar 2021
- HomemakerApr 2018 to Apr 2018
- Movement MortgageNov 2017 to Mar 2018
- PNC BankJan 2015 to Oct 2017
- PNC InvestmentsJan 2015 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (PA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5867939
- Firm CRD
- 105644