David King Nicholas
Investment adviser representative at Transamerica Financial Advisors, LLC
23 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Net Law Inc.Jul 2024 to now
- Covenant Community Services Inc.Oct 2023 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- World Financial Group, Inc.Aug 2010 to now
- David K. Nicholas CpaJan 2003 to now
- College Loan FreedomFeb 2021 to Sep 2023
- Rx.golf LLCMay 2019 to May 2019
- Mexicali, Inc.Aug 2017 to Jul 2018
- Stockdale Greens Homeowners Association Inc.Sep 2016 to Feb 2023
- Donald E. BarnesJul 2016 to Oct 2017
- DebtmericaOct 2013 to Feb 2023
- Kern Leadership Alliance Services Inc.Nov 2012 to Sep 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5867028
- Firm CRD
- 16164