Mark B Mcroy
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLCSep 2026 to now
- Principal Life Insurance CoMar 2025 to Sep 2026
- Principal Securities IncMar 2025 to Sep 2026
- Mutual of Omaha Insurance CompanySep 2020 to Mar 2025
- Allstate Insurance CompanyApr 2020 to Oct 2020
- United Health CareSep 2018 to Mar 2025
- Nylife Securities LLCSep 2018 to Apr 2020
- New York Life Insurance CompanyAug 2018 to Apr 2020
- UnemployedMay 2018 to Jul 2018
- Sanofi USOct 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (VA).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5866483
- Firm CRD
- 19616