Patrick T Duffy
Investment adviser representative at LPL Financial LLC
14 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Patrick T Duffy? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCMay 2025 to now
- Scf Investment Advisors, Inc.Mar 2022 to May 2025
- Scf Securities, Inc.Mar 2022 to May 2025
- First Financial Equity CorporationNov 2017 to Mar 2022
- Bank of America, N.A.Mar 2013 to Oct 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2012 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5865307
- Firm CRD
- 6413