Matthew Baker
Investment adviser representative at LPL Financial LLC
9 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Financial, LLCOct 2025 to now
- Nbt BankOct 2025 to now
- UnemployedAug 2025 to Oct 2025
- Allstate Financial Services, LLCApr 2025 to Aug 2025
- Allstate Insurance CoApr 2025 to Aug 2025
- UnemployedJan 2025 to Mar 2025
- Sage, Rutty & Company, Inc.Jan 2024 to Dec 2024
- LPL Financial LLCFeb 2022 to Dec 2023
- Halleran Financial GroupFeb 2021 to Dec 2023
- Bank of America, N.A.Oct 2019 to Feb 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to Feb 2022
- UnemployedMay 2019 to Aug 2019
- Ashford AdvisorsMar 2018 to May 2019
- Manning & Napier Investor Services, Inc.Jul 2017 to Mar 2018
- Manning & Napier Advisors, LLCSep 2016 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5863532
- Firm CRD
- 6413