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Laurie Jo Ketterling

Investment adviser representative at Ria Advisory Group, LLC
16 yearsExperience
2 statesRegistered in
$568.4MFirm assets
6 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

16 years in the industry.

  1. Ria Advisory Group, LLCAug 2020 to now
  2. LPL Financial, LLCJan 2018 to Aug 2020
  3. Visionpoint Advisory Group, LLCJan 2018 to Aug 2020
  4. Principal Financial GroupNov 2010 to Jan 2018
  5. Princor Financial Services CorpNov 2010 to Jan 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2010
  • Series 65 · Uniform Investment Adviser Law2012

State registrations

Registered as an investment adviser representative in 2 states (MN, SD).

Ria Advisory Group, LLC

$568.4MAssets managed
1,996Clients
21Advisers
6 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5862749
Firm CRD
152566
Advisor's SEC record (opens in a new tab)
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