Stephen Lee Foltz
Investment adviser representative at Mathies Financial Partners
16 yearsExperience
1 stateRegistered in
$104MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Seminars and workshops
Experience
16 years in the industry.
- Mathies Financial PartnersSep 2018 to now
- Northwestern Mutual Investment Services, LLCNov 2010 to now
- Northwestern Mutual Life Insurance CompanyNov 2010 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (CO).
Mathies Financial Partners
Legal name: Prestige Wealth Management, LLC
$104MAssets managed
324Clients
4Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5861916
- Firm CRD
- 150079