Raymond Carl Prospero
Investment adviser representative at Mariner Independent
16 yearsExperience
2 statesRegistered in
ChFC®Designation
$7.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Mariner IndependentMar 2022 to now
- Mariner Platform SolutionsMar 2022 to now
- Adviceperiod, LLCMay 2020 to Mar 2022
- Merrill LynchOct 2010 to May 2020
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5861442
- Firm CRD
- 305418