Katelyn Whalen
Investment adviser representative at Wealthspire Retirement Advisory
13 yearsExperience
4 statesRegistered in
$38.6BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Wealthspire Retirement AdvisoryOct 2025 to now
- Kestra Investement Services, LLCOct 2021 to now
- Nfp Retirement, Inc.Oct 2021 to Oct 2025
- Gwfs Equities, IncJul 2021 to Oct 2021
- Ameritas Investment Company, LLCNov 2019 to Jun 2021
- Ameritas Life Insurance CorpNov 2019 to Jun 2021
- Sterling Capital DistributorsJan 2017 to Oct 2019
- Sterling Capital Management LLCDec 2016 to Nov 2019
- Columbia Management Investment Distributors IncOct 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 4 states (FL, GA, MD, NC).
Wealthspire Retirement Advisory
Legal name: Wealthspire Retirement, LLC
$38.6BAssets managed
7,532Clients
145Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5858638
- Firm CRD
- 121254