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Spencer Bradley Vowell

Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$24.9BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

14 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. Prudential Insurance Company of AmericaMar 2020 to now
  3. Pruco Securities, LLC.Mar 2020 to Nov 2024
  4. Pruco Securities LLCJul 2012 to Feb 2020
  5. The Prudential Insurance Company of AmericaJul 2012 to Feb 2020

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2010
  • Series 65 · Uniform Investment Adviser Law2014

State registrations

Registered as an investment adviser representative in 2 states (NJ, TX).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5855676
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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