Maria cristina R.l.g pinto figueiroa r.
Investment adviser representative at HSBC Securities (USA) Inc.
11 yearsExperience
22 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- HSBC Securities (USA) Inc.Jun 2026 to now
- HSBC Bank USA, N.A.Apr 2026 to now
- UnemployedJul 2025 to Mar 2026
- Larch Capital Partners LLCMar 2022 to Jun 2025
- Credit Agricole Corporate & Investment BankMay 2015 to Feb 2022
- Credit Agricole Securities (USA), IncMay 2015 to Feb 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 22 states (AK, AL, DC, DE, FL, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5854909
- Firm CRD
- 19585