David Duane Smith
Investment adviser representative at John Hancock Investment Management LLC
10 yearsExperience
2 statesRegistered in
$212.1BFirm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- John Hancock Investment Management LLCAug 2021 to now
- John HancockAug 2021 to now
- John Hancock Investment Management Distributors LLCAug 2021 to now
- RBC Capital Markets, LLCJun 2016 to Jul 2021
- RBC Global Asset Management (U.S.) Inc.Jun 2016 to Jul 2021
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (IL, MA).
John Hancock Investment Management LLC
$212.1BAssets managed
126Clients
172Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5852786
- Firm CRD
- 105790