Richard Debrocco
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Dec 2025 to now
- J.P. Morgan Securities LLCOct 2022 to now
- JPMorgan Chase Bank, N.A.Oct 2022 to now
- Citizens BankFeb 2021 to Sep 2022
- Citizens Securities, Inc.Feb 2021 to Sep 2022
- UnemployedDec 2020 to Jan 2021
- TIAAOct 2017 to Nov 2020
- TIAA-CREF Individual & Institutional Services, LLCOct 2017 to Nov 2020
- The Vanguard Group, Inc.Aug 2013 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (PA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5834400
- Firm CRD
- 5393