Karen Lucius
Investment adviser representative at Mutual of Omaha Investor Services, Inc.
15 yearsExperience
1 stateRegistered in
$32MFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Mutual of Omaha Investor Services, Inc.Feb 2026 to now
- Mutual of OmahaJan 2026 to now
- Penn Mutual Life Insurance CompanyJan 2022 to now
- Hornor, Townsend, & Kent LLCMay 2022 to Jan 2026
- Acumen Financial GroupMar 2018 to May 2022
- Principal Life Insurance CompanyMar 2012 to Oct 2021
- Principal Securities IncAug 2011 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Mutual of Omaha Investor Services, Inc.
$32MAssets managed
7,025Clients
280Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5833165
- Firm CRD
- 611