Stephen Robert Johnson
Investment adviser representative at Cwm, LLC
10 yearsExperience
2 statesRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Cwm, LLCJan 2024 to now
- Gold Family WealthJan 2024 to now
- M&t Bank/wilmington TrustApr 2022 to Jan 2024
- People's Securities, Inc.Nov 2016 to Jan 2024
- People's United Advisors, Inc.Nov 2016 to Jan 2024
- Gerstein FisherFeb 2016 to Apr 2022
- Gfa Securities, LLCFeb 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 2 states (CT, NJ).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5830518
- Firm CRD
- 155344