Lesley Dawn Ott
Investment adviser representative at James Investment Research Inc
20 yearsExperience
1 stateRegistered in
$1.2BFirm assets
50 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Ultimus Fund Solutions, LLCJan 2023 to now
- James Investment Research, IncJan 2012 to now
- Alps Distributors, IncOct 2011 to Dec 2022
- James Capital Alliance, Inc.Apr 2006 to Dec 2021
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (OH).
James Investment Research Inc
$1.2BAssets managed
431Clients
8Advisers
50 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5828416
- Firm CRD
- 110433