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James Emerson Lange

Investment adviser representative at Principal Asset Management
19 yearsExperience
3 statesRegistered in
$427.7BFirm assets
27 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

19 years in the industry.

  1. Principal Funds DistributorJan 2016 to now
  2. Principal Asset ManagementNov 2011 to now
  3. Principal Life Insurance CompanyJul 2007 to Jun 2024

Exams passed

  • Series 66 · Uniform Combined State Law2011

State registrations

Registered as an investment adviser representative in 3 states (IA, LA, TX).

Principal Asset Management

Legal name: Principal Global Investors, LLC

$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5827362
Firm CRD
109002
Advisor's SEC record (opens in a new tab)
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