Robert Emmet Mullis
Investment adviser representative at Gwn Securities Inc.
13 yearsExperience
1 stateRegistered in
$4.8BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Market timing
Experience
13 years in the industry.
- Gwn Securities Inc.Aug 2026 to now
- Re Mullis IncJun 2025 to now
- Money Concepts Capital Corp.Jun 2021 to Dec 2025
- Cetera Adviser Networks LLCMay 2019 to Jun 2021
- Cetera Advisors LLCMay 2019 to Jun 2021
- Cetera Financial Specialists LLCMay 2019 to Jun 2021
- First Allied Securities, Inc. (fasi)May 2019 to Jun 2021
- Summit Brokerage Services, Inc.May 2019 to Sep 2019
- CitigroupSep 2013 to Feb 2019
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (FL).
Gwn Securities Inc.
$4.8BAssets managed
37,793Clients
444Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5823174
- Firm CRD
- 128929