Joseph David Stock
Investment adviser representative at Lake Street
13 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$1.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Purshe Kaplan Sterling InvestmentsOct 2019 to now
- Lake StreetMay 2018 to now
- Lake Street Private Wealth, LLCApr 2018 to now
- Cantella & Co., Inc.Jun 2018 to Sep 2019
- FsicJan 2018 to Jun 2018
- United Advisors Services, LLCJan 2018 to Jun 2018
- Bank of America, N.A.Apr 2013 to Dec 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2013 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2012
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 1 state (IL).
Lake Street
Legal name: Lake Street Private Wealth, LLC
$1.2BAssets managed
613Clients
6Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5816404
- Firm CRD
- 296761