John Ballon
Investment adviser representative at Osaic Wealth, Inc.
16 yearsExperience
4 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Osaic Wealth, Inc.Jul 2024 to now
- OsaicJul 2024 to now
- Gutter Shutter Greater AtlantaOct 2022 to now
- First Allied Advisory Services, Inc.May 2019 to now
- Cetera Advisors LLCSep 2022 to Jul 2024
- First Allied Securities IncMay 2017 to Sep 2022
- Equity Services, IncDec 2013 to May 2017
- Nl Financial Alliance/national Life Insurance CompanyFeb 2010 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 4 states (FL, GA, NY, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5815204
- Firm CRD
- 23131