James Austin Roth
Investment adviser representative at Roth Financial Partners LLC
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$460.1MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Roth Financial Partners, LLCAug 2012 to now
- Raymond James Financial Services Advisors Inc.Aug 2013 to Aug 2020
- Raymond James Financial ServicesApr 2013 to Aug 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (TX).
Roth Financial Partners LLC
$460.1MAssets managed
267Clients
3Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5814006
- Firm CRD
- 309814