Karl William Schlierf
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Mar 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2024 to Feb 2026
- Chipotle Mexican GrillSep 2024 to Nov 2024
- Morgan StanleyApr 2021 to Nov 2024
- E*trade Securities LLCSep 2019 to Mar 2024
- Peyton Resource GroupApr 2019 to Sep 2019
- Fidelity Brokerage Services LLCAug 2018 to Apr 2019
- E*trade Securities LLCJan 2018 to Jul 2018
- USAAOct 2017 to Dec 2017
- Pizza HutJul 2017 to Aug 2017
- 24 Hour FitnessJun 2017 to Jul 2017
- T. MobileMay 2017 to Jun 2017
- Peoples National BankMar 2017 to May 2017
- Lockheed Martin CorporationFeb 2017 to Feb 2017
- General Nutrition CenterMay 2013 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (NM, NV).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5811242
- Firm CRD
- 8174