Patrick Sanford Mullins
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCJul 2026 to now
- Wells Fargo Clearing Services, LLCDec 2022 to Jul 2026
- Key Investment ServicesSep 2019 to Dec 2022
- UnemployedApr 2019 to Sep 2019
- Raymond James & AssociatesMar 2017 to Apr 2019
- Hornor Townsend & Kent IncMar 2016 to Mar 2017
- Penn Mutual Life Insurance CoFeb 2016 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5809228
- Firm CRD
- 6413