David S Winfrey
Investment adviser representative at Cl Wealth Management LLC
15 yearsExperience
3 statesRegistered in
$733.6MFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- AflacAug 2023 to now
- Cl Wealth Management LLCMay 2021 to now
- Cabot Lodge Securities, LLCSep 2019 to now
- Sb Advisory, LLCFeb 2019 to May 2021
- Ifs Securities Inc.Feb 2019 to Sep 2019
- Cambridge Investment Research Advisors, Inc.Dec 2018 to Dec 2018
- Cambridge Investment Research, Inc.Dec 2018 to Dec 2018
- Merrill Lynch, Pierce, Fenner and Smith IncorporatedOct 2012 to Dec 2018
- Bank of America, N.A.Jul 2011 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 3 states (MA, ME, OR).
Cl Wealth Management LLC
$733.6MAssets managed
2,168Clients
42Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5807492
- Firm CRD
- 134922