Timothy M Sweeney
Investment adviser representative at Mariner
13 yearsExperience
1 stateRegistered in
$125.4BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- MarinerOct 2025 to now
- Northwestern Mutual Wealth Management CompanyMar 2017 to Oct 2025
- David HoustonJan 2017 to Oct 2025
- Northwestern Mutual Investment Services LLCJan 2017 to Oct 2025
- Charles SchwabApr 2013 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (OK).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5806740
- Firm CRD
- 140195