Annamalai Ramaswamy
Investment adviser representative at Rose Capital Advisors, LLC
25 yearsExperience
1 stateRegistered in
$608.3MFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Saxony Securities, IncMar 2026 to now
- Rose Capital Advisors, LLCJan 2026 to now
- Banyan Bridge Consulting LLCJul 2025 to now
- Banyan Bridge TechnologyJul 2025 to now
- Investapeak, LLCJun 2024 to now
- Neuberger Berman Bd LLCNov 2017 to Aug 2024
- TravelMay 2017 to Oct 2017
- Goldman, Sachs & Co.Apr 2001 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
Rose Capital Advisors, LLC
$608.3MAssets managed
375Clients
11Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5804946
- Firm CRD
- 173054