David Harley Jones
Investment adviser representative at Advice and Planning Services
10 yearsExperience
4 statesRegistered in
CFADesignation
$37.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCJun 2025 to now
- TIAADec 2022 to now
- Wells Fargo Bank N.A.Oct 2017 to Dec 2022
- Wells Fargo Clearing Services LLCOct 2017 to Dec 2022
- Banc of CaliforniaJan 2016 to Oct 2017
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law2010
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 4 states (AL, CA, TX, VT).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5797189
- Firm CRD
- 20472