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Arthur Clifford Laine

Investment adviser representative at Benjamin F. Edwards & Company, Incorporated
7 yearsExperience
2 statesRegistered in
$18.9BFirm assets
16 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

7 years in the industry.

  1. Benjamin F. Edwards & Company, Inc.Aug 2020 to now
  2. Nbt Capital Management Inc.Apr 2020 to Aug 2020
  3. Alliance Benefit GroupFeb 2013 to Apr 2020

Exams passed

  • Series 66 · Uniform Combined State Law2010
  • Series 63 · Uniform Securities Agent State Law2020

State registrations

Registered as an investment adviser representative in 2 states (IL, TX).

Benjamin F. Edwards & Company, Incorporated

$18.9BAssets managed
33,057Clients
514Advisers
16 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5795391
Firm CRD
146936
Advisor's SEC record (opens in a new tab)
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