Brendan James Petty
Investment adviser representative at Transamerica Retirement Advisors, LLC
17 yearsExperience
1 stateRegistered in
$18.8BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Transamerica Retirement Advisors, LLCJul 2024 to now
- Transamerica Investors Securities CorporationJul 2024 to now
- Transamerica Life Insurance CompanyJul 2024 to now
- MML Investors Services, LLCJan 2020 to Jul 2024
- Massmutual Life Insurance CompanyDec 2019 to Jul 2024
- Mutual of OmahaNov 2009 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (NC).
Transamerica Retirement Advisors, LLC
$18.8BAssets managed
212,722Clients
303Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5793181
- Firm CRD
- 107319