Steven Michael Fromm
Investment adviser representative at Oakwood Capital, Inc.
10 yearsExperience
1 stateRegistered in
$304.2MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Oakwood Capital, Inc.May 2026 to now
- Oakwood Capital Securities, Inc.Mar 2026 to now
- LPL Enterprise, LLCSep 2024 to Mar 2026
- First Command Brokerage Services, IncOct 2022 to Jun 2024
- Db USA Core Corp (affiliate of Dbsi)Apr 2021 to Sep 2022
- Raymond James & Associates, Inc.Apr 2018 to Apr 2021
- Raymond JamesJan 2016 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Oakwood Capital, Inc.
$304.2MAssets managed
616Clients
22Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5793088
- Firm CRD
- 112399