Ian T James
Investment adviser representative at Swbc Investment Advisory Services LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Swbc Investment Advisory Services, LLCApr 2026 to now
- Forusall Advisors, LLC.Mar 2025 to Mar 2026
- Forusall, Inc.May 2024 to Mar 2026
- Adp Broker-dealer, Inc.May 2016 to May 2024
- Adp LLCMay 2016 to May 2024
Exams passed
- Series 66 · Uniform Combined State Law2012
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Swbc Investment Advisory Services LLC
$0Assets managed
2,111Clients
5Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5793067
- Firm CRD
- 156155