Jonathan N Carter
Investment adviser representative at RBC Rochdale, LLC
15 yearsExperience
2 statesRegistered in
$73BFirm assets
40 yearsFirm in business
Are you Jonathan N Carter? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
15 years in the industry.
- RBC Rochdale, LLCMay 2022 to now
- City National RochdaleApr 2022 to now
- Guardian Life Ins CoMay 2011 to Apr 2022
- Park Ave SecuritiesMay 2011 to Jul 2020
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (NY, PA).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5791967
- Firm CRD
- 117198